JPMorgan Chase Wealth Management, JPMorgan Securities, Product & Investment Control, VP in Brooklyn, New York
JPMorgan Securities, Product & investment Control (P&IC), Vice President
The P&IC team supports JPMorgan Securities (JPMS) in ensuring a consistent approach to interpreting rules, regulations, policies and procedures within a control environment.
The successful candidate will have a proven track record of driving change, and the ability to influence, implement best practices, set priorities, facilitate collaboration, and track accountability. The candidate will have expertise in the effective presentation of data and analysis results and the ability to proactively communicate status and updates through management updates and presentations. The expectation is that the candidate would operate in a complex, fast-paced environment and deliver results. The candidate should also be able to work independently, take initiative and think strategically to solve problems.
Enhance the advisory and controls environment focusing on wealth management supervision and controls
Understand and improve the controls in relation to wealth management equity and fixed income strategies, Rule 206(4)-7, 40 Act and the advisory platform which includes account opening and activity look back and guideline reviews.
Continually improve controls by working closely with partners and controls stakeholders
Ensure timely and concise communication and understand the various processes and procedures performed within JPMS
Coordinate and supervise ongoing oversight
Be a leader in unstructured situations and ensure an optimal experience
Required: must have active series 7, 66, 9/10 or 24/4
Wealth management experience as a supervisory manager
A solid understanding of wealth management and the products and services offered is required
At least 6-10 years of experience in the financial services industry
Excellent written and verbal communication skills
Team player with excellent organizational, multitasking and prioritizing skills
Strong attention to detail and ability to work independently
Strong relationship building and partnership skills
Ability to think strategically and execute a plan
JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.