JPMorgan Chase CCOR - Compliance Manager - Vice President in Jersey City, New Jersey
This position will be part of the investigations team within the surveillance group in JPMorgan's compliance department. The group is primarily responsible for investigating matters pertaining to violations of securities regulations and laws, specifically those relating to securities fraud, insider trading, and other manipulative trading activities. The group also has involvement on determinations regarding whether to file a suspicious activity report (SAR).
The candidate will be expected to interact with other business groups within JPM and various law enforcement and regulatory agencies. This position requires analytic skills, the ability to independently manage a caseload, and drive positive change. The role calls for a candidate who can exercise sound judgment, exhibit an attention to detail, and observe the highest degree of confidentiality and accuracy in the handling of information received in the course of discharging responsibilities. The candidate must be willing to take on additional responsibilities, including participating on projects in a team environment.
Relevant regulatory or broker-dealer experience such as a role in compliance, trade surveillance, or securities regulation strongly preferred;
Familiarity with U.S.A. PATRIOT Act, Bank Secrecy Act, OFAC, and other AML regulatory policies;
Working knowledge of U.S. securities laws, particularly, the Securities Act of 1933, the Securities Exchange Act of 1934, and applicable FINRA/SRO rules;
Experience with monitoring, investigating, and reporting suspicious activity related to money laundering and terrorist financing with a focus on insider trading, market manipulation, and low priced securities/penny stock fraud;
Ability to collaborate with individuals across business and/or functional lines;
Strong interpersonal, leadership, and relationship skills;
Strong written and verbal communication skills;
Participate on and/or manage special projects;
Proficiency in learning new computer systems;
Flexibility to adapt to changing priorities to meet business needs;
Bachelor's degree or equivalent experience a must; and
JD strongly preferred.
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.
Equal Opportunity Employer/Disability/Veterans