JPMorgan Chase CCOR Compliance Senior Officer in Jersey City, New Jersey
We are seeking a Compliance, Conduct and Operational Risk Associate who will effectively partner with Line of Business and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. This position requires knowledge and experience in Compliance, as well as familiarity with regulatory and/or audit best practices.
Execute on key strategic compliance initiatives within the context of the firm's global compliance mandate
Review and disposition employee requests to pre-clear political contributions and political activities
Manage and execute processes involving regulatory filings relating to political contributions, gifts/entertainment, and lobbying activity
Disposition and render advice on general anti-corruption issues relating to U.S. federal/state/local government officials and non-U.S. government officials across the firm's lines of business, Corporate Investment Bank, Commercial Banking, Commercial and Consumer Bank and Asset and Wealth Management including gifts, entertainment, sponsorships, and charitable contributions with a nexus to government officials
Execute and help develop processes to identify government-related clients and activities
Coordinate production of metrics and other management information
Provide analytical and organizational support in the development and implementation of anti-corruption and political contributions compliance activities
Assist with managing the risks and controls affecting the anti-corruption compliance program, political contributions covered population, including the review of political contribution pre-clearance requests, assisting with political contribution and gifts and entertainment related technology
Document, draft and and/or enhance anti-corruption procedures
Review potential breaches to the anti-corruption and political contribution control framework and issue violations based on outcome of the review and the violations framework
Assist with internal and external audits and exams
Help to develop and create power point presentations to update compliance management on issues related to the anti-corruption program, risks and controls
Identify potential concerns and control issues
Work collaboratively with team members across LOBs and staff areas and participate actively in working groups
Support a culture of and emulate high ethical standards
Minimum 2+ years of relevant Compliance or other related experience; such as Risk management, Audit, or similar Control-related experience
U.S. Political Compliance/Law, anti-corruption, or anti-bribery experience is a plus
Demonstrated ability to identify key issues and obtain appropriate information for further analysis
Must be highly analytical with experience in collecting, analyzing, and synthesizing information on various subjects
Must possess solid written and oral communications skills
Teamwork skills; you must be flexible in work style and be able to work appropriately with stakeholders and colleagues at all levels
Strong PC Skills including Microsoft Excel, SharePoint, Word, PowerPoint and other reporting tools
Ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally
Ability to manage numerous reviews and confidential and sensitive information in a professional manner in a fast-paced, deadline-driven environment
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.
The health and safety of our colleagues, candidates, clients and communities has been a top priority in light of the COVID-19 pandemic. JPMorgan Chase was awarded the "WELL Health-Safety Rating" for all of our 6,200 locations globally based on our operational policies, maintenance protocols, stakeholder engagement and emergency plans to address a post-COVID-19 environment.
As a part of our commitment to health and safety, we have implemented various COVID-related health and safety requirements for our workforce. Employees are expected to follow the Firm's current COVID-19 or other infectious disease health and safety requirements, including local requirements. Requirements include sharing information including your vaccine card in the firm's vaccine record tool, and may include mask wearing. Requirements may change in the future with the evolving public health landscape. JPMorgan Chase will consider accommodation requests as required by applicable law.
Equal Opportunity Employer/Disability/Veterans