JPMorgan Chase Audit-Corporate & Investment Bank - Chief Investment Office (CIO) & Treasury Finance Audit - Auditor/Senior Auditor - Associate in New York, New York
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Capabilities within Investor Services include: global custody and direct custody; fund services; depositary receipts; prime brokerage, financing and securities lending; securities and derivatives clearing; and collateral management. Information about JPMorgan Chase & Co. is available at http://www.jpmorganchase.com/ .
The JPMorgan Chase & Co Audit Department is accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. The global Audit Department has in excess of 1,000 Audit Officers.
Internal Audit is an independent function that provides objective assurance guided by a philosophy of adding value to improve the operations of the organization. It assists the organization in accomplishing its objectives by bringing a systematic and disciplined approach to evaluate and improve the effectiveness of the organization's governance, risk management, and internal control processes. The team’s priorities are focused on strong governance, transparency, strategic engagement and fostering a diverse and inclusive culture that focuses on people development.
The CIO & Treasury Finance Audit Team manages a program of coverage over the CIO & Treasury financial controls, including integrity/accuracy of financial statements, compliance with applicable accounting standards and regulatory reporting requirements, adequacy of capital computations and forecasting, and adherence to Firmwide internally developed standards and compliance requirements.
This role is an Associate – Auditor or Senior Auditor on the North America CIO & Treasury Finance audit team, based in New York. It provides the opportunity to gain an understanding of JPMC's CIO & Treasury businesses, legal entity structure, internal financial reporting practices, management reporting and external/regulatory reporting. Key responsibilities include development and execution of the annual audit plan, leading and documenting process walkthroughs, overseeing or performing audit testing,conducting audit continuous monitoring by maintaining ongoing relationships with business management and review/analysis of key metrics, and participation in regular control and governance forums.
Be a motivated individual who can implement an audit program of coverage which involves effective risk assessment and design of a risk prioritized coverage approach.
Plan, execute and document audits with limited supervision and to the high standard required by department and professional standards.
Perform detailed test work efficiently within defined targets as part of an audit team.
Partner with colleagues, clients and control community members to evaluate, test and report on the adequacy and effectiveness of the control environment. Analyze risks and proactively identify the root-cause of issues with a view to providing recommendations for improvement where weaknesses are identified
Work with global line of business auditors in the early identification of emerging control issues and reporting them to line of business and audit management.
Perform monitoring of financial and control indicators to recognize patterns and trends with risk and control implications.
Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value.
Stay up to date with evolving accounting, regulatory and market developments impacting the CIO and Treasury Finance units.
Establish a culture that encourages integrity, respect, excellence and innovation
Bachelor's degree in Accounting, Finance, or a related discipline (or relevant financial services experience) required
For Auditor: minimum of 3 years audit, finance, operational risk, regulatory or relevant business line/accounting experience
For Senior Auditor: minimum of 5 years audit, finance, operational risk, regulatory or relevant business line/accounting experience
CPA, CIA, MBA, or CFA designation preferred (attainment of a professional certification will be required within the 24 months of hire date per department policy)
Prior experience in Big 4 accounting/consulting preferred
Solid understanding of CCAR reporting process strongly preferred
Exposure to Capital Markets/Investment Banking/Treasury & ALM businesses preferred but not required
Familiarity in SEC Reporting and CCAR preferred
Ability to work individually and in teams, share information, support colleagues and encourage participation
Proficiency in risk assessment, issue/impact analysis and executive report writing
Excellent communication and interpersonal skills with ability to present complex and sensitive issues to stakeholders
This individual should be a strong team player, able to multi-task, demonstrate project management skills and work under pressure in a dynamic business environment
JPMorgan Chase is an equal opportunity and affirmative action employer Disability/Veteran.